Canadian Underwriter

2 articles for Broker fined for not disclosing disciplinary history


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News BrokersInsuranceLegislation / Regulation

Broker fined for not disclosing disciplinary history

July 25, 2023 by David Gambrill

A Manitoba broker has been fined $500 and ordered to pay investigation costs of $2,000 for failing to disclose to the province’s broker regulator that he had previously been the subject of a disciplinary investigation by B.C.’s broker regulator. “The…

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News BrokersInsuranceLegislation / Regulation

Ex-broker suspended for misusing client’s credit card

March 13, 2024 by David Gambrill

A former B.C. broker has been suspended for three years after making unauthorized purchases on a client’s credit card, the Insurance Council of B.C. has ruled. The province’s broker regulator ordered the suspension in February 2024, after finding that Maninder…